Jinfo: Changing Compliance Culture in the Financial Sector

Changing Compliance Culture in the Financial Sector
Jinfo Article

24th July 2014

Abstract

In a speech at the annual Thomson Reuters Compliance & Risk Summit Tracey McDermott of the UK Financial Conduct Authority spoke about the change in focus of the regulator towards corporate culture and the enforcement of personal liability by management. The shift from rules-based regulation to the harder to measure compliance culture may require information managers to review the compliance information in their organisation and who receives it.

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